In recent years we have seen an increased focus on the part of the public authorities in terms of ensuring compliance with financial legislation. This is the result of a number of restrictions on laws, among other things, where it has been stated directly that the goal is stricter penalties for violating financial legislation.
The increased focus is reflected, for instance, in the Danish Financial Supervisory Authority's stricter interpretation and enforcement of financial legislation. The Danish Financial Supervisory Authority 1) pursues to a greater extent matters which they consider to be of general public importance, 2) is quicker to make decisions to make supervisory responses, 3) reassesses members of management's fit and proper status more frequently than previously, if they have been involved in matters concerning violation of legislation, and 4) reports more offences to the police.
Plesner has extensive practical experience when it comes to handling matters relating to the violation of financial legislation. In this context, Plesner has been in regular contact with the Danish Financial Supervisory Authority with respect to interpretation of the law and handling of supervisory responses.
Our work in connection with such matters includes:
Due to the complexity and the extent of the matters we often work in cross-disciplinary teams with experts from several practice areas, for example Corporate Criminal Law and Investigations, Data Protection Law and Dispute Resolution.